DFX Intelligence

C•••••••• B••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

C•••••••• B••• H•••••

Advisor at H••••• P••••••• F••••••

MONTEREY, CA

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Search this name across graphsid dfx:ria:f469c73e-2046-9262-d6f6-daf0ff392d37

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• P••••••• F••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 27, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• P••••••• F••••••	State registered	May 16, 2012	n/a	yes	MONTEREY, CA	Current employment
P••••••••• F••••••••	Independent wealth	Apr 15, 2011	Feb 27, 2012	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• F••••••••	H••••• P••••••• F••••••	Feb 27, 2012	May 16, 2012	79	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ H••••• P••••••• F••••••Registered adviserregistration: current employment
May 16, 2012 to presentfactForm ADV
→ P••••••••• F••••••••Registered adviserregistration: previous registration
Apr 15, 2011 to Feb 27, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f469c73e-2046-9262-d6f6-daf0ff392d37
First observed: Apr 15, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.