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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

JAMES MITCHELL OLLIS

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Mobile, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f46d0ae3-4149-9da0-14e8-95e2a5f09680

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 15, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 21, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63
First exam: Jun 21, 1983
First registration: Apr 15, 1991
Dual registered: yes, broker-dealer
Other names: MIKE OLLIS
IAPD individual key: 1127198

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jun 22, 2026	n/a	yes	Mobile, AL	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Jul 31, 2018	Jun 22, 2026	no	Mobile, AL\|AUSTIN, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Aug 2, 2018	no	MOBILE, AL\|MOBILE, AL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Apr 15, 1991	Jan 1, 2008	no	MOBILE, AL\|ST. LOUIS, MO\|MOBILE, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jun 22, 2026	Jun 22, 2026	0	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	KESTRA ADVISORY SERVICES, LLC	Aug 2, 2018	Jul 31, 2018	-2	Firm change	Wirehouse to ibd
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283330:134139:TX:2026-06-22	Jun 22, 2026	Jun 22, 2026	AUSTIN, TX	Firm change

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Jun 22, 2026 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jul 31, 2018 to Jun 22, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Aug 2, 2018factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Apr 15, 1991 to Jan 1, 2008factForm ADV

Dated events

Occurred
Jun 22, 2026
Advisor changed firm
James Mitchell Ollis left Kestra Advisory Services, Llc for Cambridge Investment Research Advisors, Inc. (registered 2026-06-22)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f46d0ae3-4149-9da0-14e8-95e2a5f09680
First observed: Apr 15, 1991
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES MITCHELL OLLIS

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Mobile, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f46d0ae3-4149-9da0-14e8-95e2a5f09680

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:05 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Bd affiliated wealth

Jun 22, 2026

n/a

yes

Mobile, AL

Current employment

KESTRA ADVISORY SERVICES, LLC

Bd affiliated wealth

Jul 31, 2018

Jun 22, 2026

Mobile, AL|AUSTIN, TX

Previous registration

WELLS FARGO ADVISORS

Wirehouse

Jan 1, 2008

Aug 2, 2018

MOBILE, AL|MOBILE, AL

Previous registration

A. G. EDWARDS & SONS, INC.

n/a

Apr 15, 1991

Jan 1, 2008

MOBILE, AL|ST. LOUIS, MO|MOBILE, AL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

KESTRA ADVISORY SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Jun 22, 2026

Firm change

Ibd to ibd

WELLS FARGO ADVISORS

KESTRA ADVISORY SERVICES, LLC

Aug 2, 2018

Jul 31, 2018

-2

Firm change

Wirehouse to ibd

A. G. EDWARDS & SONS, INC.

WELLS FARGO ADVISORS

Jan 1, 2008

Bulk transfer

Other

Team

Left

Joined

From

Kind

283330:134139:TX:2026-06-22

Jun 22, 2026

AUSTIN, TX

Firm change