A••••••••• S•••

Advisor at S••••••••• W••••• P•••••••

FRANKLIN, TN | Omaha, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f471016a-0381-f022-3b37-8dd29154fcda

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 14, 2023 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W••••• P•••••••	Independent wealth	Feb 27, 2024	n/a	yes	FRANKLIN, TN\|Omaha, NE	Current employment
O•••• P•••••••• S••••••••• L••	Bd affiliated wealth	Jul 14, 2023	Dec 1, 2023	no	OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• P•••••••• S••••••••• L••	S••••••••• W••••• P•••••••	Dec 1, 2023	Feb 27, 2024	88	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ S••••••••• W••••• P•••••••Registered adviserregistration: current employment
Feb 27, 2024 to presentfactForm ADV
→ O•••• P•••••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 14, 2023 to Dec 1, 2023factForm ADV

Dated events

Occurred
Dec 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f471016a-0381-f022-3b37-8dd29154fcda
First observed: Jul 14, 2023
Last observed: Sep 22, 2026 38 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.