DFX Intelligence

E••• R•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

E••• R•••• W••••••

Advisor at 5• C•••••• P•••••••• L••

PERRY, GA | COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:f471ab70-87f3-2b5a-6559-208bd478f1e9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 23, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 5• C•••••• P•••••••• L••
Current firm class: bank affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
5• C•••••• P•••••••• L••	Bank affiliated wealth	Feb 8, 2018	n/a	yes	COLORADO SPRINGS, CO\|PERRY, GA	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Aug 23, 2016	Dec 5, 2017	no	COLORADO SPGS, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	5• C•••••• P•••••••• L••	Dec 5, 2017	Feb 8, 2018	65	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
2881:290938:CO:2017-12-05	Dec 5, 2017	Feb 8, 2018	COLORADO SPGS, CO	Firm change

Relationships

Registered with (2)

→ 5• C•••••• P•••••••• L••Registered adviserregistration: current employment
Feb 8, 2018 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Aug 23, 2016 to Dec 5, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f471ab70-87f3-2b5a-6559-208bd478f1e9
First observed: Aug 23, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.