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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

JON-DAVID BOWE

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

Longboat Key, FL | EAU CLAIRE, WI

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Search this name across graphsid dfx:ria:f47c6cbb-d4ad-9ba2-28d4-02fd00cec619

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 13, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Aug 22, 2002
First registration: Apr 13, 2004
Dual registered: yes, broker-dealer
Other names: JON DAVID BOWE
IAPD individual key: 4548116

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Apr 18, 2014	n/a	yes	Longboat Key, FL\|EAU CLAIRE, WI	Current employment
ADVISORS MANAGEMENT GROUP INC	Independent wealth	Nov 22, 2010	Apr 3, 2014	no	EAU CLAIRE, WI	Previous registration
M&I INVESTMENT MANAGEMENT CORP.	Former SEC adviser	Jul 9, 2009	Jun 21, 2010	no	MILWAUKEE, WI	Previous registration
M&I FINANCIAL ADVISORS, INC.	Former SEC adviser	Sep 1, 2006	Mar 25, 2010	no	EAU CLAIRE, WI\|EAU CLAIRE, WI	Previous registration
ADVISORS MANAGEMENT GROUP INC	Independent wealth	Jan 31, 2006	Sep 21, 2006	no	EAU CLAIRE, WI\|LA CROSSE, WI	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Apr 13, 2004	Oct 6, 2005	no	EAU CLAIRE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVISORS MANAGEMENT GROUP INC	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Apr 3, 2014	Apr 18, 2014	15	Firm change	Other
M&I INVESTMENT MANAGEMENT CORP.	ADVISORS MANAGEMENT GROUP INC	Jun 21, 2010	Nov 22, 2010	154	Firm change	Other
M&I FINANCIAL ADVISORS, INC.	M&I INVESTMENT MANAGEMENT CORP.	Mar 25, 2010	Jul 9, 2009	-259	Firm change after gap	Other
ADVISORS MANAGEMENT GROUP INC	M&I FINANCIAL ADVISORS, INC.	Sep 21, 2006	Sep 1, 2006	-20	Firm change	Other
RBC CAPITAL MARKETS, LLC	ADVISORS MANAGEMENT GROUP INC	Oct 6, 2005	Jan 31, 2006	117	Firm change	Other

Relationships

Registered with (5)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Apr 18, 2014 to presentfactForm ADV
→ ADVISORS MANAGEMENT GROUP INCRegistered adviserregistration: previous registration
Nov 22, 2010 to Apr 3, 2014factForm ADV
→ M&I INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Jul 9, 2009 to Jun 21, 2010factForm ADV
→ M&I FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 1, 2006 to Mar 25, 2010factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Apr 13, 2004 to Oct 6, 2005factForm ADV

Dated events

No dated event names this entity yet.