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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

HEARTWOOD PARTNERS, LLC

CRD 313052

NORWALK, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f49479b8-5fcd-db1f-b312-3524a96196cb

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 3
On other graphs: 2
Observed: Feb 17, 2021 to Mar 27, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Heartwood Partners, LLC

Private equity manager · shared crd

Independent Sponsorsidentity

Heartwood Partners, LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 27
Advisory employees: 22
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 18
Private funds: 18Schedule D 7.B(1)
Custody, client assets: $1.4B
Relying advisers: 5
SEC number: 801-120555
CRD: 313052
Filings on the tape: 19
First filed: Feb 17, 2021
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
HEARTWOOD PARTNERS III, L.P.	Private Equity Fund	$551M	Mar 27, 2024	97	Mar 30, 2018	reported	021-291418
HEARTWOOD PARTNERS IV, LP	Private Equity Fund	$506M	Mar 27, 2024	110	Feb 17, 2021	reported	n/a
HEARTWOOD PARTNERS II, L.P.	Private Equity Fund	$239M	Mar 27, 2024	128	Feb 16, 2012	reported	021-170446
CP ZEST, LLC	Private Equity Fund	$164M	Mar 27, 2024	45	Mar 21, 2016	reported	n/a
CP PUMA, LLC	Private Equity Fund	$124M	Mar 27, 2024	15	Mar 29, 2021	reported	n/a
HWP GREEN, LLC	Private Equity Fund	$105M	Mar 27, 2024	16	Mar 31, 2022	reported	n/a
CP MASTERPIECE, LLC	Private Equity Fund	$96.8M	Mar 27, 2024	30	Mar 26, 2013	reported	021-181867
CP HUSKY, LLC	Private Equity Fund	$94.2M	Mar 27, 2024	31	Mar 26, 2020	reported	n/a
CP TITAN, LLC	Private Equity Fund	$76.8M	Mar 27, 2024	25	Mar 29, 2019	reported	n/a
HWP BOOST, LLC	Private Equity Fund	$76.1M	Mar 27, 2024	26	Mar 31, 2023	reported	n/a
CP TWIN, LLC	Private Equity Fund	$64.8M	Mar 27, 2024	15	Mar 29, 2019	reported	n/a
HWP SAGE, LLC	Private Equity Fund	$63.0M	Mar 27, 2024	17	Mar 31, 2023	reported	n/a
HWP CORE, LLC	Private Equity Fund	$54.2M	Mar 27, 2024	18	Mar 31, 2022	reported	n/a
HWP PRIME, LLC	Private Equity Fund	$36.9M	Mar 27, 2024	13	Mar 27, 2024	reported	n/a
HWP EAGLE, LLC	Private Equity Fund	$19.6M	Mar 27, 2024	16	Mar 29, 2021	reported	n/a
CP SPRING, LLC	Private Equity Fund	$3.7M	Mar 27, 2024	33	Mar 30, 2018	reported	n/a
CP THOR, LLC	Private Equity Fund	$2.1M	Mar 27, 2024	16	Mar 29, 2019	reported	n/a
CP ALGAE, LLC	Private Equity Fund	$0	Mar 27, 2024	41	Mar 31, 2015	reported	n/a
CP PANTHER, LLC	Private Equity Fund	$0	Mar 27, 2024	49	Mar 21, 2016	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLSTEADT, MARK, DOUGLAS	MANAGING MEMBER	D	yes	02/2020	Feb 17, 2021	Mar 27, 2024
RIFATI, BERAT, NMN	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER	Na	yes	10/2023	Oct 25, 2023	Mar 27, 2024
TUCKER, ROBERT, SCOTT	MANAGING MEMBER	D	yes	02/2020	Feb 17, 2021	Mar 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 27, 2026	$1.4B	$1.4B	27	22	18	n/a
2024	Mar 28, 2025	$1.3B	$1.3B	24	20	19	n/a
2023	Mar 27, 2024	$1.4B	$1.4B	24	20	19	$2.3B
2022	Mar 31, 2023	$462M	$462M	25	21	3	$240M
2021	Mar 31, 2022	$393M	$393M	21	18	1	$0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.3B	6.7%	$462M	43.2%	27	24	0	0

Relationships

Advises (19)

→ CP TITAN, LLCPrivate fundPrivate Equity Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ HEARTWOOD PARTNERS III, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2018 to presentfactForm ADV
→ HWP CORE, LLCPrivate fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ CP PANTHER, LLCPrivate fundPrivate Equity Fund, IA
Mar 21, 2016 to presentfactForm ADV
→ HWP EAGLE, LLCPrivate fundPrivate Equity Fund, IA
Mar 29, 2021 to presentfactForm ADV
→ HEARTWOOD PARTNERS IV, LPPrivate fundPrivate Equity Fund, IA
Feb 17, 2021 to presentfactForm ADV
→ CP PUMA, LLCPrivate fundPrivate Equity Fund, IA
Mar 29, 2021 to presentfactForm ADV
→ CP SPRING, LLCPrivate fundPrivate Equity Fund, IA
Mar 30, 2018 to presentfactForm ADV
→ HEARTWOOD PARTNERS II, L.P.Private fundPrivate Equity Fund, IA
Feb 16, 2012 to presentfactForm ADV
→ CP HUSKY, LLCPrivate fundPrivate Equity Fund, IA
Mar 26, 2020 to presentfactForm ADV
→ CP THOR, LLCPrivate fundPrivate Equity Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ CP TWIN, LLCPrivate fundPrivate Equity Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ HWP GREEN, LLCPrivate fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ HWP BOOST, LLCPrivate fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ CP ZEST, LLCPrivate fundPrivate Equity Fund, IA
Mar 21, 2016 to presentfactForm ADV
→ HWP SAGE, LLCPrivate fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ CP MASTERPIECE, LLCPrivate fundPrivate Equity Fund, IA
Mar 26, 2013 to presentfactForm ADV
→ CP ALGAE, LLCPrivate fundPrivate Equity Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ HWP PRIME, LLCPrivate fundPrivate Equity Fund, IA
Mar 27, 2024 to presentfactForm ADV

Affiliated with (1)

← CAPITAL PARTNERS HOLDINGS, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (3)

← ALLSTEADT, MARK, DOUGLASOwnerMANAGING MEMBER, ownership code D, individual
Feb 17, 2021 to Mar 27, 2024factForm ADV
← TUCKER, ROBERT, SCOTTOwnerMANAGING MEMBER, ownership code D, individual
Feb 17, 2021 to Mar 27, 2024factForm ADV
← RIFATI, BERAT, NMNOwnerCHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER, ownership code NA, individual
Oct 25, 2023 to Mar 27, 2024factForm ADV

Dated events

Occurred
Mar 27, 2024
Regulatory AUM changed
Heartwood Partners, Llc reported RAUM $1.4B, up 210% from $462.3M (2023-10-25 to 2024-03-27)
Form ADVobserved 4 days ago
$970M
Occurred
Oct 25, 2023
Control person joined
Nmn Berat Rifati (Chief Compliance Officer) appeared on Schedule A of Heartwood Partners, Llc
Form ADVobserved 4 days ago
Occurred
Feb 17, 2021
First Form ADV filing
Heartwood Partners filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f49479b8-5fcd-db1f-b312-3524a96196cb
First observed: Feb 17, 2021
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HEARTWOOD PARTNERS, LLC

CRD 313052

NORWALK, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f49479b8-5fcd-db1f-b312-3524a96196cb

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:01 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

HEARTWOOD PARTNERS III, L.P.

Private Equity Fund

$551M

Mar 27, 2024

Mar 30, 2018

reported

021-291418

HEARTWOOD PARTNERS IV, LP

Private Equity Fund

$506M

Mar 27, 2024

110

Feb 17, 2021

reported

n/a

HEARTWOOD PARTNERS II, L.P.

Private Equity Fund

$239M

Mar 27, 2024

128

Feb 16, 2012

reported

021-170446

CP ZEST, LLC

Private Equity Fund

$164M

Mar 27, 2024

Mar 21, 2016

reported

n/a

CP PUMA, LLC

Private Equity Fund

$124M

Mar 27, 2024

Mar 29, 2021

reported

n/a

HWP GREEN, LLC

Private Equity Fund

$105M

Mar 27, 2024

Mar 31, 2022

reported

n/a

CP MASTERPIECE, LLC

Private Equity Fund

$96.8M

Mar 27, 2024

Mar 26, 2013

reported

021-181867

CP HUSKY, LLC

Private Equity Fund

$94.2M

Mar 27, 2024

Mar 26, 2020

reported

n/a

CP TITAN, LLC

Private Equity Fund

$76.8M

Mar 27, 2024

Mar 29, 2019

reported

n/a

HWP BOOST, LLC

Private Equity Fund

$76.1M

Mar 27, 2024

Mar 31, 2023

reported

n/a

CP TWIN, LLC

Private Equity Fund

$64.8M

Mar 27, 2024

Mar 29, 2019

reported

n/a

HWP SAGE, LLC

Private Equity Fund

$63.0M

Mar 27, 2024

Mar 31, 2023

reported

n/a

HWP CORE, LLC

Private Equity Fund

$54.2M

Mar 27, 2024

Mar 31, 2022

reported

n/a

HWP PRIME, LLC

Private Equity Fund

$36.9M

Mar 27, 2024

reported

n/a

HWP EAGLE, LLC

Private Equity Fund

$19.6M

Mar 27, 2024

Mar 29, 2021

reported

n/a

CP SPRING, LLC

Private Equity Fund

$3.7M

Mar 27, 2024

Mar 30, 2018

reported

n/a

CP THOR, LLC

Private Equity Fund

$2.1M

Mar 27, 2024

Mar 29, 2019

reported

n/a

CP ALGAE, LLC

Private Equity Fund

Mar 27, 2024

Mar 31, 2015

reported

n/a

CP PANTHER, LLC

Private Equity Fund

Mar 27, 2024

Mar 21, 2016

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLSTEADT, MARK, DOUGLAS

MANAGING MEMBER

yes

02/2020

Feb 17, 2021

Mar 27, 2024

RIFATI, BERAT, NMN

CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER

yes

10/2023

Oct 25, 2023

Mar 27, 2024

TUCKER, ROBERT, SCOTT

MANAGING MEMBER

yes

02/2020

Feb 17, 2021

Mar 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$1.4B

n/a

2024

Mar 28, 2025

$1.3B

n/a

2023

Mar 27, 2024

$1.4B

$2.3B

2022

Mar 31, 2023

$462M

$240M

2021

Mar 31, 2022

$393M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

$1.3B

6.7%

$462M

43.2%