DFX Intelligence

B•• F••• M•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

B•• F••• M•••••• L••

CRD 166743

STAMFORD, CT

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Search this name across graphsid dfx:ria:f4a42665-368a-805b-1766-3668c09b1714

Data as of Jun 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 10
On other graphs: 1
Observed: Sep 30, 2013 to Jun 10, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

B•• F••• M•••••• L••

Real estate fund manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $487M••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••	Real Estate Fund	$116M	Jun 10, 2026	3	Sep 30, 2013	reported	n/a
P••	Real Estate Fund	$112M	Jun 10, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•• H••••••• L••	M•••••	D	yes	01/2011	Sep 30, 2013	Mar 27, 2024
H•••••• S••••• W••••••	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	Na	yes	11/2023	Mar 27, 2024	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•• G•••• H••••• G• L••	n/a	n/a	n/a	N	yes	n/a
B•• R•••• M••••• L••	n/a	n/a	n/a	N	yes	n/a
B•• R•••••••• M••••• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$487M	$660M	-26.1%	$739M	-12.9%	7	7	0	0

Relationships

Advises (10)

→ P••Private fundReal Estate Fund, IA
Mar 27, 2015 to presentfactForm ADV
→ P••Private fundReal Estate Fund, IA
Sep 30, 2013 to presentfactForm ADV
→ P••Private fundReal Estate Fund, IA
Sep 30, 2013 to presentfactForm ADV
→ P••Private fundReal Estate Fund, IA

Dated events

Occurred
Jun 10, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$-145M
Occurred
Jun 10, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$-111M
Occurred
Mar 27, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-172M
Occurred
Mar 27, 2024

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4a42665-368a-805b-1766-3668c09b1714
First observed: Sep 30, 2013
Last observed: Jun 10, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.