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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)35 years in industry

PAUL GRAHAM ALBERTS

Advisor at AUSDAL FINANCIAL PARTNERS, INC.

ARLINGTON HEIGHTS, IL | ORLAND PARK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4afb4cc-9b22-046d-4ce9-3e643a5005d5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AUSDAL FINANCIAL PARTNERS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: May 1, 1991
First registration: Aug 9, 2005
Dual registered: yes, broker-dealer
Other names: PAUL G ALBERTS
IAPD individual key: 1343591

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AUSDAL FINANCIAL PARTNERS, INC.	Independent wealth	Sep 16, 2013	n/a	yes	ARLINGTON HEIGHTS, IL\|ORLAND PARK, IL	Current employment
WATERSTONE FINANCIAL GROUP, INC.	n/a	Aug 9, 2005	Jan 22, 2009	no	NORTH BARRINGTON, IL\|ORLAND PARK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WATERSTONE FINANCIAL GROUP, INC.	AUSDAL FINANCIAL PARTNERS, INC.	Jan 22, 2009	Sep 16, 2013	1,698	Firm change after gap	Other

Relationships

Registered with (2)

→ AUSDAL FINANCIAL PARTNERS, INC.Registered adviserregistration: current employment
Sep 16, 2013 to presentfactForm ADV
→ WATERSTONE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Aug 9, 2005 to Jan 22, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4afb4cc-9b22-046d-4ce9-3e643a5005d5
First observed: Aug 9, 2005
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PAUL GRAHAM ALBERTS

Advisor at AUSDAL FINANCIAL PARTNERS, INC.

ARLINGTON HEIGHTS, IL | ORLAND PARK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4afb4cc-9b22-046d-4ce9-3e643a5005d5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:46 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

AUSDAL FINANCIAL PARTNERS, INC.

Independent wealth

Sep 16, 2013

n/a

yes

ARLINGTON HEIGHTS, IL|ORLAND PARK, IL

Current employment

WATERSTONE FINANCIAL GROUP, INC.

n/a

Aug 9, 2005

Jan 22, 2009

NORTH BARRINGTON, IL|ORLAND PARK, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WATERSTONE FINANCIAL GROUP, INC.

AUSDAL FINANCIAL PARTNERS, INC.

Jan 22, 2009

Sep 16, 2013

1,698

Firm change after gap

Other