This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Jan 25, 2020

First registration

Aug 13, 2020

Dual registered

yes, broker-dealer

Other names

William Miller

IAPD individual key

7059402

• Occurred

  Jan 22, 2026
  Advisor changed firm

  William Richard Miller left Independent Advisor Alliance, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-01-22)

  Form ADVobserved 6 days ago
• Occurred

  Jul 21, 2023
  Advisor changed firm

  William Richard Miller left Securities America Advisors, Inc. for Independent Advisor Alliance, Llc (registered 2023-07-21)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f4b04a06-c8fd-5668-f895-4ecc71210c9e

First observed

Aug 13, 2020

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.