DFX Intelligence

G••••• D••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

G••••• D••••• B••••

Advisor at L•• F•••••••• L••

EXCELSIOR, MN

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Search this name across graphsid dfx:ria:f4b6573a-1420-5819-ed7a-d4ca3acde49e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 6, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 30, 2025	n/a	yes	EXCELSIOR, MN	Current employment
M• F•••••••• A••••••• • V••••••• F••••••••	Independent wealth	Dec 6, 2021	Nov 1, 2024	no	CHANHASSEN, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• F•••••••• A••••••• • V••••••• F••••••••	L•• F•••••••• L••	Nov 1, 2024	Jan 30, 2025	90	Firm change	RIA to ibd

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 30, 2025 to presentfactForm ADV
→ M• F•••••••• A••••••• • V••••••• F••••••••Registered adviserregistration: previous registration
Dec 6, 2021 to Nov 1, 2024factForm ADV

Dated events

Occurred
Nov 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4b6573a-1420-5819-ed7a-d4ca3acde49e
First observed: Dec 6, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.