DFX Intelligence

D•••• A•••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

D•••• A•••••• M•••

Advisor at E••••• J••••

WAGONER, OK | COWETA, OK

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Search this name across graphsid dfx:ria:f4b9b7b1-3703-3451-ac9c-6a11ae4f20ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 11, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Mar 7, 2025	n/a	yes	COWETA, OK\|WAGONER, OK	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jan 11, 2019	Mar 6, 2025	no	Plano, TX\|Plano, TX\|Plano, TX\|Plano, TX\|Plano, TX\|Chicago, IL\|Plano, TX\|Plano, TX\|Plano, TX\|Plano, TX\|Plano, TX\|Little Elm, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	E••••• J••••	Mar 6, 2025	Mar 7, 2025	1	Firm change	Wirehouse to ibd
E••••• J••••	J••• M••••• S••••••••• L••	Oct 30, 2017	Jan 11, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:250:TX:2025-03-04	Mar 6, 2025	Mar 7, 2025	LITTLE ELM, TX	Firm change
250:79:MO:2017-10-30	Oct 30, 2017	Jan 11, 2019	ST LOUIS, MO	Firm change after gap

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: previous registration
May 11, 2015 to Oct 30, 2017factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 11, 2019 to Mar 6, 2025factForm ADV

Dated events

Occurred
Mar 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4b9b7b1-3703-3451-ac9c-6a11ae4f20ad
First observed: May 11, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.