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Advisor at WELLS FARGO ADVISORS
BLOOMINGTON, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 8, 2021 | n/a | yes | BLOOMINGTON, MN | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Oct 15, 2013 | Jan 20, 2021 | no | LAKE ELMO, MN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Sep 20, 2013 | no | WHITE BEAR LAKE, MN|ROSEVILLE, MN|MINNEAPOLIS, MN | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Nov 11, 2009 | Jan 3, 2011 | no | EAGAN, MN|WHITE BEAR LAKE, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | WELLS FARGO ADVISORS | Jan 20, 2021 | Jan 8, 2021 | -12 | Firm change | Other |
| WELLS FARGO ADVISORS | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Sep 20, 2013 | Oct 15, 2013 | 25 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |