DFX Intelligence

C•••••• T••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C•••••• T••••• R•••••••

Advisor at C•••••••

Coram, NY

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Search this name across graphsid dfx:ria:f4c3344d-6c4c-f4ee-b942-11a4470dcbc7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 10, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Mar 1, 2021	n/a	yes	Coram, NY	Current employment
C•••••• R••••••••• G••••	Former SEC adviser	Jul 10, 2020	May 18, 2021	no	New York, NY\|WELLESLEY, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• R••••••••• G••••	C•••••••	May 18, 2021	Mar 1, 2021	-78	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
140614:175112:MA:2021-05-18	May 18, 2021	Mar 1, 2021	WELLESLEY, MA	Firm change after gap

Relationships

Registered with (2)

→ C•••••••Registered adviserregistration: current employment
Mar 1, 2021 to presentfactForm ADV
→ C•••••• R••••••••• G••••Registered adviserregistration: previous registration
Jul 10, 2020 to May 18, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4c3344d-6c4c-f4ee-b942-11a4470dcbc7
First observed: Jul 10, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.