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Advisor at TSFG, LLC
LAKE FOREST, IL | Gurnee, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TSFG, LLC | Independent wealth | Jun 19, 2015 | n/a | yes | LAKE FOREST, IL|Gurnee, IL | Current employment |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Jun 6, 2001 | Apr 1, 2004 | no | ROUND LAKE BC, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUNA BROKERAGE SERVICES, INC. | TSFG, LLC | Apr 1, 2004 | Jun 19, 2015 | 4,096 | Firm change after gap | Other |