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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

Daniel Brian Smith

Advisor at ALLSTATE FINANCIAL ADVISORS, LLC

Clarksville, MD

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Search this name across graphsid dfx:ria:f4c58ef8-5ea1-ef45-00cb-cad9bbe7f31e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLSTATE FINANCIAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 17, 2011
First registration: Jul 31, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4653194

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Mar 10, 2017	n/a	yes	Clarksville, MD	Current employment
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Oct 17, 2012	Jan 27, 2017	no	CROFTON, MD\|Midlothian, VA\|Crofton, MD\|GLEN ALLEN, VA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Mar 18, 2011	Oct 4, 2012	no	WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 31, 2003	Jun 16, 2005	no	FALLS CHURCH, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC INSTITUTIONS, INC.	ALLSTATE FINANCIAL ADVISORS, LLC	Jan 27, 2017	Mar 10, 2017	42	Firm change	Other
PNC WEALTH MANAGEMENT	OSAIC INSTITUTIONS, INC.	Oct 4, 2012	Oct 17, 2012	13	Firm change	Other
EQUITABLE ADVISORS, LLC	PNC WEALTH MANAGEMENT	Jun 16, 2005	Mar 18, 2011	2,101	Firm change after gap	Other

Relationships

Registered with (4)

→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Mar 10, 2017 to presentfactForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Oct 17, 2012 to Jan 27, 2017factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 18, 2011 to Oct 4, 2012factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 31, 2003 to Jun 16, 2005factForm ADV

Dated events

No dated event names this entity yet.