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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

JON DANIEL BREIMHORST

Advisor at OAKWOOD CAPITAL, INC.

ST. LOUIS PARK, MN | Prescott, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4c85f18-1223-da05-7719-b91abf5be5c8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OAKWOOD CAPITAL, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 6, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 6, 2011
First registration: Jan 7, 2014
Dual registered: yes, broker-dealer
Other names: JON BREIMHORST
IAPD individual key: 5463148

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OAKWOOD CAPITAL, INC.	Independent wealth	Aug 9, 2018	n/a	yes	ST. LOUIS PARK, MN\|Prescott, WI	Current employment
OAKWOOD CAPITAL, INC.	Independent wealth	Jul 26, 2018	Dec 31, 2020	no	Prescott, WI\|ST. LOUIS PARK, MN	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 20, 2015	Jun 12, 2018	no	BLOOMINGTON, MN	Previous registration
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Jan 7, 2014	Feb 24, 2015	no	BURNSVILLE, MN\|PLYMOUTH, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	OAKWOOD CAPITAL, INC.	Jun 12, 2018	Jul 26, 2018	44	Firm change	Other
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	UBS FINANCIAL SERVICES INC.	Feb 24, 2015	Mar 20, 2015	24	Firm change	Other

Relationships

Registered with (3)

→ OAKWOOD CAPITAL, INC.Registered adviserregistration: previous registration
Jul 26, 2018 to Dec 31, 2020factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 20, 2015 to Jun 12, 2018factForm ADV
→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jan 7, 2014 to Feb 24, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4c85f18-1223-da05-7719-b91abf5be5c8
First observed: Jan 7, 2014
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JON DANIEL BREIMHORST

Advisor at OAKWOOD CAPITAL, INC.

ST. LOUIS PARK, MN | Prescott, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4c85f18-1223-da05-7719-b91abf5be5c8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:41 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

OAKWOOD CAPITAL, INC.

Independent wealth

Aug 9, 2018

n/a

yes

ST. LOUIS PARK, MN|Prescott, WI

Current employment

OAKWOOD CAPITAL, INC.

Independent wealth

Jul 26, 2018

Dec 31, 2020

Prescott, WI|ST. LOUIS PARK, MN

Previous registration

UBS FINANCIAL SERVICES INC.

Wirehouse

Mar 20, 2015

Jun 12, 2018

BLOOMINGTON, MN

Previous registration

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Bd affiliated wealth

Jan 7, 2014

Feb 24, 2015

BURNSVILLE, MN|PLYMOUTH, MN

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

UBS FINANCIAL SERVICES INC.

OAKWOOD CAPITAL, INC.

Jun 12, 2018

Jul 26, 2018

Firm change

Other

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

UBS FINANCIAL SERVICES INC.

Feb 24, 2015

Mar 20, 2015

Firm change

Other