DFX Intelligence

J•••• C••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J•••• C••••• G••••

Advisor at B•••••• L••• A••••••• S•••••••• I•••

CHICAGO, IL | Scarborough, ME

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Search this name across graphsid dfx:ria:f4c99d90-1acb-fae3-5294-74e73e82da6f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 4, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• L••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 22, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• L••• A••••••• S•••••••• I•••	Bd affiliated wealth	Jul 5, 2016	n/a	yes	Scarborough, ME\|CHICAGO, IL	Current employment
C•••••••• F•••••••• G•••• A•••••••	Former SEC adviser	Jun 24, 2010	May 27, 2016	no	SCARBOROUGH, ME\|Birmingham, AL\|SCARBOROUGH, ME\|AUGUSTA, ME\|BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F•••••••• G•••• A•••••••	B•••••• L••• A••••••• S•••••••• I•••	May 27, 2016	Jul 5, 2016	39	Bulk transfer	Other
U•••• F•••••••• S••••••• G••••• I•••	C•••••••• F•••••••• G•••• A•••••••	May 21, 2010	Jun 24, 2010

Relationships

Registered with (6)

→ B•••••• L••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Jul 5, 2016 to presentfactForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Jun 24, 2010 to May 27, 2016factForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••Registered adviserregistration: previous registration
May 14, 2009 to May 21, 2010factForm ADV
→ W•••••• • R•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4c99d90-1acb-fae3-5294-74e73e82da6f
First observed: Feb 4, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.