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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FAIRWAY ASSET MANAGEMENT, LLC

CRD 151179

AUSTIN, TX

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Search this name across graphsid dfx:ria:f4ca24d9-287b-35e0-cdec-198bfbae40f3

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 2
Observed: Nov 21, 2011 to Mar 30, 2016
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Fairway Asset Management, LLC

Private equity manager · shared crd

Private Creditidentity

FAIRWAY ASSET MANAGEMENT, LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $34.9MItem 5.F on the latest filing (2016-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $34.9M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 20
Advisory employees: 15
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $34.8Mgross asset value as reported per fund; never fund size
Custody, client assets: $34.8M
SEC number: 801-72144
CRD: 151179
Filings on the tape: 9
First filed: Nov 21, 2011
Latest filed: Mar 30, 2016
Organised: Limited Liability Company, Texas

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
THE FAIRWAY FUND, LP (MOVED TO A PRIVATE FUND 06302013)	Hedge Fund	$3.4M	Mar 31, 2014	5	Nov 21, 2011	dropped	n/a
FAIRWAY VINTAGE FUND, LP	Other Private Fund	$195,312	Mar 30, 2016	14	Mar 31, 2015	reported	n/a
FAIRWAY EAGLE FUND	Hedge Fund	$0	Mar 28, 2013	0	Mar 30, 2012	dropped	n/a
BULL CREEK CREDIT OPPORTUNITY FUND (COMPETELY CLOSED 12312013)	Securitized Asset Fund	$0	Mar 31, 2014	0	Nov 21, 2011	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FRIEDMAN, DAVID, EVAN	DIRECTOR OPERATIONS AND CCO	Na	yes	01/2013	Nov 21, 2011	Mar 30, 2016
PESCE, JOHN, JOSEPH	GENERAL PARTNER	C	yes	12/2003	Nov 21, 2011	Mar 30, 2016
PESCE, JOHN, JOSEPH	Member	C	yes	12/2003	Nov 21, 2011	Mar 30, 2016
PESCE, JOHN, JOSEPH	Ceo	Na	yes	01/2011	Nov 21, 2011	Mar 30, 2016
RILEY, CHARLES, WILLIAM	Advisor	Na	yes	01/2011	Nov 21, 2011	Mar 30, 2016
TCG GROUP HOLDINGS, LLP	LIMITED PARTNER	E	yes	12/2003	Nov 21, 2011	Mar 30, 2016
TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLC	GENERAL PARTNER	F	yes	12/2003	Nov 21, 2011	Mar 30, 2016
TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LP	MANAGING MEMBER	E	yes	01/2011	Nov 21, 2011	Mar 30, 2016
GILBREATH, CABANNE	SENIOR RELATIONSHIP MANAGER	Na	no	05/2011	Nov 21, 2011	Mar 30, 2016
WOOLERY, MARK, THOMAS	CHIEF MARKETING OFFICER	Na	no	01/2011	Nov 21, 2011	Mar 30, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LP	n/a	Former SEC adviser	$3.6B	Y	yes	n/a
TCG BENEFITS, LLC	n/a	n/a	n/a	N	yes	n/a
TOTAL COMPENSATION GROUP CONSULTING, LP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$34.9M	$34.9M	20	15	n/a	2	$34.8M
2014	Mar 31, 2015	n/a	n/a	10	10	n/a	2	$89.1M
2013	Mar 31, 2014	n/a	n/a	13	12	n/a	3	$19.6M
2012	Mar 28, 2013	n/a	n/a	13	12	n/a	4	$14.4M
2011	Mar 30, 2012	n/a	n/a	n/a	n/a	n/a	4	$10.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$34.9M	n/a	n/a	n/a	n/a	20	10	n/a	n/a

Relationships

Affiliated with (1)

→ TCG ADVISORS, LPRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV

Advises (4)

→ FAIRWAY VINTAGE FUND, LPPrivate fundOther Private Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ BULL CREEK CREDIT OPPORTUNITY FUND (COMPETELY CLOSED 12312013)Private fundSecuritized Asset Fund, IA, no longer reported
Nov 21, 2011 to Mar 31, 2014factForm ADV
→ THE FAIRWAY FUND, LP (MOVED TO A PRIVATE FUND 06302013)Private fundHedge Fund, IA, no longer reported
Nov 21, 2011 to Mar 31, 2014factForm ADV
→ FAIRWAY EAGLE FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 28, 2013factForm ADV

Controls (6)

← TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LPOwnerMANAGING MEMBER, ownership code E, domestic entity
Nov 21, 2011 to presentfactForm ADV
← PESCE, JOHN, JOSEPHOwnerGENERAL PARTNER, ownership code C, individual
Nov 21, 2011 to presentfactForm ADV
← RILEY, CHARLES, WILLIAMOwnerADVISOR, ownership code NA, individual
Nov 21, 2011 to presentfactForm ADV
← FRIEDMAN, DAVID, EVANOwnerDIRECTOR OPERATIONS AND CCO, ownership code NA, individual
Nov 21, 2011 to presentfactForm ADV
← TCG GROUP HOLDINGS, LLPOwnerLIMITED PARTNER, ownership code E, domestic entity
Nov 21, 2011 to presentfactForm ADV
← TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Nov 21, 2011 to presentfactForm ADV

Owns (2)

← GILBREATH, CABANNEOwnerSENIOR RELATIONSHIP MANAGER, ownership code NA, individual
Nov 21, 2011 to presentfactForm ADV
← WOOLERY, MARK, THOMASOwnerCHIEF MARKETING OFFICER, ownership code NA, individual
Nov 21, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4ca24d9-287b-35e0-cdec-198bfbae40f3
First observed: Nov 21, 2011
Last observed: Mar 30, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FAIRWAY ASSET MANAGEMENT, LLC

CRD 151179

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4ca24d9-287b-35e0-cdec-198bfbae40f3

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:49 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

THE FAIRWAY FUND, LP (MOVED TO A PRIVATE FUND 06302013)

Hedge Fund

$3.4M

Mar 31, 2014

Nov 21, 2011

dropped

n/a

FAIRWAY VINTAGE FUND, LP

Other Private Fund

$195,312

Mar 30, 2016

Mar 31, 2015

reported

n/a

FAIRWAY EAGLE FUND

Hedge Fund

Mar 28, 2013

Mar 30, 2012

dropped

n/a

BULL CREEK CREDIT OPPORTUNITY FUND (COMPETELY CLOSED 12312013)

Securitized Asset Fund

Mar 31, 2014

Nov 21, 2011

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FRIEDMAN, DAVID, EVAN

DIRECTOR OPERATIONS AND CCO

yes

01/2013

Nov 21, 2011

Mar 30, 2016

PESCE, JOHN, JOSEPH

GENERAL PARTNER

yes

12/2003

Nov 21, 2011

Mar 30, 2016

PESCE, JOHN, JOSEPH

Member

yes

12/2003

Nov 21, 2011

Mar 30, 2016

PESCE, JOHN, JOSEPH

Ceo

yes

01/2011

Nov 21, 2011

Mar 30, 2016

RILEY, CHARLES, WILLIAM

Advisor

yes

01/2011

Nov 21, 2011

Mar 30, 2016

TCG GROUP HOLDINGS, LLP

LIMITED PARTNER

yes

12/2003

Nov 21, 2011

Mar 30, 2016

TOTAL COMPENSATION GROUP ADVISORY SERVICES MANAGEMENT, LLC

GENERAL PARTNER

yes

12/2003

Nov 21, 2011

Mar 30, 2016

TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LP

MANAGING MEMBER

yes

01/2011

Nov 21, 2011

Mar 30, 2016

GILBREATH, CABANNE

SENIOR RELATIONSHIP MANAGER

05/2011

Nov 21, 2011

Mar 30, 2016

WOOLERY, MARK, THOMAS

CHIEF MARKETING OFFICER

01/2011

Nov 21, 2011

Mar 30, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LP

n/a

Former SEC adviser

$3.6B

yes

n/a

TCG BENEFITS, LLC

n/a

yes

n/a

TOTAL COMPENSATION GROUP CONSULTING, LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

$34.9M

n/a

$34.8M

2014

Mar 31, 2015

n/a

$89.1M

2013

Mar 31, 2014

n/a

$19.6M

2012

Mar 28, 2013

n/a

$14.4M

2011

Mar 30, 2012

n/a

$10.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$34.9M

n/a