Y••• J•

Advisor at U•• A•••• M••••••••• ••••••••• L••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4d57611-9776-6a19-7067-124ca6872713

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 27, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• A•••• M••••••••• ••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• A•••• M••••••••• ••••••••• L••	Mixed wealth	Dec 26, 2025	n/a	yes	NEW YORK, NY	Current employment
M••••• S••••••	Wirehouse	Jun 27, 2022	Nov 10, 2025	no	New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	U•• A•••• M••••••••• ••••••••• L••	Nov 10, 2025	Dec 26, 2025	46	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ U•• A•••• M••••••••• ••••••••• L••Registered adviserregistration: current employment
Dec 26, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 27, 2022 to Nov 10, 2025factForm ADV

Dated events

Occurred
Nov 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4d57611-9776-6a19-7067-124ca6872713
First observed: Jun 27, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.