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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FOREST CAPITAL

FOREST CAPITAL CORP., CRD 130073

CONCORD, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4db347e-6d36-1aaa-bb0f-d6808ebcb873

Data as of Feb 13, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 7, 2016 to Feb 13, 2020
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $193MItem 5.F on the latest filing (2020-02-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $193M
Private client RAUM: $193MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 411
Individual clients: 44
High net worth clients: 164
SEC number: 801-107970
CRD: 130073
Filings on the tape: 7
First filed: Jun 7, 2016
Latest filed: Feb 13, 2020
Organised: Corporation, North Carolina

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOOTH, JULIEN, BINFORD	CHIEF COMPLIANCE OFFICER/OWNER/CEO/PRESIDENT	E	yes	12/2003	Jun 7, 2016	Feb 13, 2020
MCCLURE, CAREY, DAVID	Member	B	no	01/2013	Jun 7, 2016	Feb 13, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BRC WEALTH MANAGEMENT, LLC	n/a	Former SEC adviser	$157M	N	yes	n/a
BERNARD ROBINSON & COMPANY	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Charlotte	Nc	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Feb 13, 2020	$193M	$193M	4	2	1	n/a	n/a
2018	Mar 15, 2019	$170M	$150M	3	3	1	n/a	n/a
2017	Mar 26, 2018	$147M	$135M	4	3	1	n/a	n/a
2016	Mar 23, 2017	$132M	$117M	3	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$193M	$170M	13.5%	$132M	13.4%	4	3	1	1

Relationships

Affiliated with (1)

→ BRC WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (1)

← BOOTH, JULIEN, BINFORDOwnerCHIEF COMPLIANCE OFFICER/OWNER/CEO/PRESIDENT, ownership code E, individual
Jun 7, 2016 to presentfactForm ADV

Owns (1)

← MCCLURE, CAREY, DAVIDOwnerMEMBER, ownership code B, individual
Jun 7, 2016 to presentfactForm ADV

Registered with (2)

← DIMITRI TRIANTAFYLLIDESAdvisorregistration: previous registration
May 7, 2012 to Jun 30, 2020factForm ADV
← CAREY DAVID MCCLUREAdvisorregistration: previous registration
May 15, 2012 to Dec 31, 2012factForm ADV

Dated events

Occurred
Jun 7, 2016
First Form ADV filing
Forest Capital filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4db347e-6d36-1aaa-bb0f-d6808ebcb873
First observed: Jun 7, 2016
Last observed: Feb 13, 2020 80 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOREST CAPITAL

FOREST CAPITAL CORP., CRD 130073

CONCORD, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4db347e-6d36-1aaa-bb0f-d6808ebcb873

Data as of Feb 13, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:35 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOOTH, JULIEN, BINFORD

CHIEF COMPLIANCE OFFICER/OWNER/CEO/PRESIDENT

yes

12/2003

Jun 7, 2016

Feb 13, 2020

MCCLURE, CAREY, DAVID

Member

01/2013

Jun 7, 2016

Feb 13, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BRC WEALTH MANAGEMENT, LLC

n/a

Former SEC adviser

$157M

yes

n/a

BERNARD ROBINSON & COMPANY

n/a

City

State

Country

Employees

Also broker-dealer

Charlotte

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Feb 13, 2020

$193M

n/a

2018

Mar 15, 2019

$170M

$150M

n/a

2017

Mar 26, 2018

$147M

$135M

n/a

2016

Mar 23, 2017

$132M

$117M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$193M

$170M

13.5%

$132M

13.4%