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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

PETER LOUIS VESCOVI

Advisor at REGAL INVESTMENT ADVISORS LLC

Lutz, FL | Chesire, CT | KENTWOOD, MI

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Search this name across graphsid dfx:ria:f501cde6-8b3c-340c-18e4-ec4f6ab36d54

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 20, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REGAL INVESTMENT ADVISORS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 8, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Apr 8, 1997
First registration: Nov 20, 2001
Dual registered: yes, broker-dealer
Other names: PETE VESCOVI
IAPD individual key: 2868446

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Oct 14, 2025	n/a	yes	Lutz, FL\|Chesire, CT\|KENTWOOD, MI	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Oct 24, 2005	Oct 15, 2025	no	CHESHIRE, CT\|CHESHIRE, CT\|LAND O LAKES, FL\|LUTZ, FL	Previous registration
C.J.M. ASSET MANAGEMENT, LLC	n/a	Sep 8, 2004	Oct 24, 2005	no	POMPTON LAKES, NJ	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 20, 2001	Sep 2, 2004	no	GLASTONBURY, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	REGAL INVESTMENT ADVISORS LLC	Oct 15, 2025	Oct 14, 2025	-1	Firm change	Ibd to ibd
C.J.M. ASSET MANAGEMENT, LLC	CETERA INVESTMENT ADVISERS LLC	Oct 24, 2005	Oct 24, 2005	0	Bulk transfer	Other
SECURITIES AMERICA ADVISORS, INC.	C.J.M. ASSET MANAGEMENT, LLC	Sep 2, 2004	Sep 8, 2004	6	Firm change	Other

Relationships

Registered with (4)

→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Oct 14, 2025 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Oct 24, 2005 to Oct 15, 2025factForm ADV
→ C.J.M. ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 8, 2004 to Oct 24, 2005factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 20, 2001 to Sep 2, 2004factForm ADV

Dated events

Occurred
Oct 15, 2025
Advisor changed firm
Peter Louis Vescovi left Cetera Investment Advisers Llc for Regal Investment Advisors Llc (registered 2025-10-14)
Form ADVobserved 5 days ago