DFX Intelligence

C••••• C•••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

C••••• C•••••• P•••••••

C••••• MANAGEMENT, LLC, CRD 171849

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:f503c1be-5f47-a9c1-270c-4785c8600036

Data as of Aug 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 10
On other graphs: 5
Observed: Jun 27, 2022 to Aug 20, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

C••••• C•••••• P•••••••

Venture manager · key cik, key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

C••••• C•••••• P•••••••

Capital provider to sponsors · key cik, key crd, key sfn adviser, shared crd

Private Equityidentity

C••••• C•••••• P•••••••

Private equity manager · key cik, key crd, key sfn adviser, shared crd

Real Estate Funds

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2B••• Locked
Discretionary RAUM: $1.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••• C•••••• P••••••• S•••• L•••	Other Private Fund	$368M	Aug 20, 2026	72	Mar 28, 2018	reported	021-283703
C••••• C•••••• P••••••• S••• I•• L•	Private Equity Fund	$309M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••• M••••••• H•••••••	MANAGING DIRECTOR	Na	yes	01/2022	Jun 27, 2022	Jun 1, 2024
S•••••••• J••••••• B••••••	OWNER AND MANAGING MEMBER	E	yes	12/2013	Jun 27, 2022	Jun 1, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••• C•••••• A••••••• S•••• L••	n/a	n/a	n/a	Y	yes	n/a
C••••• C•••••• A•••••••• L••	n/a	n/a	n/a	N	yes	n/a
C••••• C•••••• E••••• A••••••• I• G•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$1.2B	2.1%	$906M	10.9%	18	20	0	0

Relationships

Advises (18)

→ C••••• D••••••••• • S•••••• O••••••••• F••• I••••••••• L•Private fundPrivate Equity Fund, IA
Aug 20, 2026 to presentfactForm ADV
→ C••••• E••••• P••••••• S•••• L•Private fundPrivate Equity Fund, IA
Aug 20, 2026 to presentfactForm ADV
→ C••••• G•• S••• L•Private fundPrivate Equity Fund, IA
Mar 21, 2023 to presentfactForm ADV
→ C••••• S••••••••• E••••• P••••••• P•••••••• L•••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 20, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$289M
Occurred
Aug 20, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Aug 20, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$147M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f503c1be-5f47-a9c1-270c-4785c8600036
First observed: Jun 27, 2022
Last observed: Aug 20, 2026 34 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.