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Advisor at C•••••••
Allentown, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• | Institutional manager | Apr 9, 2015 | n/a | yes | Allentown, PA | Current employment |
| C••••••• F•••••••• A••••••• | Former SEC adviser | Nov 5, 2010 | Apr 9, 2015 | no | DOYLESTOWN, PA|RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• F•••••••• A••••••• | C••••••• | Apr 9, 2015 | Apr 9, 2015 | 0 | Bulk transfer | Other |
| W••••• S••••• S••••••••• I••• | C••••••• F•••••••• A••••••• | Oct 29, 2009 | Nov 5, 2010 |
| W••••• S••••• S••••••••• I••• | Former SEC adviser | Jul 1, 2009 | Oct 29, 2009 | no | RED BANK, NJ | Previous registration |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Jan 14, 2008 | May 28, 2009 | no | AUSTIN, TX|PRINCETOWN, NJ | Previous registration |
| M•• S••••••••• | Former SEC adviser | Apr 18, 2007 | Oct 15, 2007 | no | BETHLEHEM, PA | Previous registration |
| Firm change |
| Other |
| N•• A•••••• S•••••••• L•• | W••••• S••••• S••••••••• I••• | May 28, 2009 | Jul 1, 2009 | 34 | Firm change | Other |
| M•• S••••••••• | N•• A•••••• S•••••••• L•• | Oct 15, 2007 | Jan 14, 2008 | 91 | Firm change | Other |