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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CMA ADVISORY GROUP, LLC

CRD 151952

ORLANDO, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f51a2437-e6ac-9b38-df31-7566aaa8a539

Data as of Mar 20, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2012 to Mar 20, 2013
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $276MItem 5.F on the latest filing (2013-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $276M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
Accounts: 122
SEC number: 801-70916
CRD: 151952
Filings on the tape: 7
First filed: Apr 5, 2012
Latest filed: Mar 20, 2013
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASHLEY, KARL, CHESTER	MANAGING MEMBER	A	yes	10/2009	Apr 5, 2012	Mar 20, 2013
RUSSO, JEFFREY	MANAGING MEMBER	A	yes	01/2010	Oct 18, 2012	Mar 20, 2013
RUSSO, RANDY, DAVID	MANAGING MEMBER	B	yes	12/2009	Oct 18, 2012	Mar 20, 2013
TEETER, LINDSEY	President	D	yes	03/2012	Apr 5, 2012	Mar 20, 2013
WILLIAMS, BROOK, MICHELLE	MANAGING MEMBER	A	yes	01/2010	Oct 18, 2012	Mar 20, 2013
HOOVER, WILLIAM, HOWARD	CHIEF COMPLIANCE OFFICER	Na	no	10/2012	Oct 29, 2012	Mar 20, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AMS ADVISORS LLC	n/a	Former SEC adviser	$32.0M	N	yes	n/a
COREGROUP SERVICES INCORPORATED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 20, 2013	$276M	$276M	5	2	n/a	n/a	n/a
2011	Apr 5, 2012	$92.5M	$92.5M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$276M	$92.5M	198.2%	n/a	n/a	5	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ CONCORDIUS CAPITAL ADVISORSRegistered adviserother investment adviser, common control
factForm ADV

Owns (1)

← HOOVER, WILLIAM, HOWARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 29, 2012 to presentfactForm ADV

Controls (5)

← ASHLEY, KARL, CHESTEROwnerMANAGING MEMBER, ownership code A, individual
Apr 5, 2012 to presentfactForm ADV
← RUSSO, JEFFREYOwnerMANAGING MEMBER, ownership code A, individual
Oct 18, 2012 to presentfactForm ADV
← RUSSO, RANDY, DAVIDOwnerMANAGING MEMBER, ownership code B, individual
Oct 18, 2012 to presentfactForm ADV
← TEETER, LINDSEYOwnerPRESIDENT, ownership code D, individual
Apr 5, 2012 to presentfactForm ADV
← WILLIAMS, BROOK, MICHELLEOwnerMANAGING MEMBER, ownership code A, individual
Oct 18, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f51a2437-e6ac-9b38-df31-7566aaa8a539
First observed: Apr 5, 2012
Last observed: Mar 20, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CMA ADVISORY GROUP, LLC

CRD 151952

ORLANDO, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f51a2437-e6ac-9b38-df31-7566aaa8a539

Data as of Mar 20, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:11 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASHLEY, KARL, CHESTER

MANAGING MEMBER

yes

10/2009

Apr 5, 2012

Mar 20, 2013

RUSSO, JEFFREY

MANAGING MEMBER

yes

01/2010

Oct 18, 2012

Mar 20, 2013

RUSSO, RANDY, DAVID

MANAGING MEMBER

yes

12/2009

Oct 18, 2012

Mar 20, 2013

TEETER, LINDSEY

President

yes

03/2012

Apr 5, 2012

Mar 20, 2013

WILLIAMS, BROOK, MICHELLE

MANAGING MEMBER

yes

01/2010

Oct 18, 2012

Mar 20, 2013

HOOVER, WILLIAM, HOWARD

CHIEF COMPLIANCE OFFICER

10/2012

Oct 29, 2012

Mar 20, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AMS ADVISORS LLC

n/a

Former SEC adviser

$32.0M

yes

n/a

COREGROUP SERVICES INCORPORATED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 20, 2013

$276M

n/a

2011

Apr 5, 2012

$92.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$276M

$92.5M

198.2%

n/a