DFX Intelligence

G••• E•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

G••• E•••••• M•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Friendswood, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f51ce48b-fcf4-1a7e-82fb-60e6b3e292e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 5, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 7, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Sep 30, 2024	n/a	yes	Friendswood, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Apr 5, 2010	Oct 14, 2024	no	FRIENDSWOOD, TX\|PEARLAND, TX\|PEARLAND, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Oct 14, 2024	Sep 30, 2024	-14	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:149018:TX:2024-10-14	Oct 14, 2024	Sep 30, 2024	PEARLAND, TX	Firm change

Relationships

Registered with (2)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Sep 30, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 5, 2010 to Oct 14, 2024factForm ADV

Dated events

Occurred
Oct 14, 2024
Advisor changed firm
G••• E•••••• M••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-09-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f51ce48b-fcf4-1a7e-82fb-60e6b3e292e4
First observed: Apr 5, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.