DFX Intelligence

J••• M••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner44 years in industry

J••• M••••• M•••••••••

Advisor at A••• A••••••• P•••••••

••• Locked

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Search this name across graphsid dfx:ria:f533ff0d-9c5a-0a51-da69-f1810a8dd90c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 18, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 2, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Mar 26, 2024	n/a	yes	Mt. Pleasant, SC\|NEW YORK, NY	Current employment
F•••••••• F•••••• A•••••••• L••	State registered	Jul 8, 2014	n/a	yes	MT. PLEASANT, SC	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• A••••• A••••••• S•••••••• I•••	F•••••••• F•••••• A•••••••• L••	Jul 15, 2014	Jul 8, 2014	-7	Firm change	Other
F•••• A••••• S••••••••• I•••	F•••• A••••• A••••••• S•••••••• I•••	Jul 2, 2012	Jul 2, 2012

Relationships

Registered with (4)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Mar 26, 2024 to presentfactForm ADV
→ F•••••••• F•••••• A•••••••• L••Registered adviserregistration: current employment
Jul 8, 2014 to presentfactForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 2, 2012 to Jul 15, 2014factForm ADV
→ F•••• A••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f533ff0d-9c5a-0a51-da69-f1810a8dd90c
First observed: Feb 18, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.