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Reading the graph
Advisor at WILSHIRE
SANTA MONICA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Wilshire | Asset manager | Dec 16, 2025 | n/a | yes | SANTA MONICA, CA | Current employment |
| CETERA INVESTMENT MANAGEMENT LLC | No RAUM reported | Jan 22, 2016 | Jul 11, 2018 | no | SCHAMBURG, IL|EL SEGUNDO, CA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jan 22, 2016 | Jul 11, 2018 | no | EL SEGUNDO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT MANAGEMENT LLC | Wilshire | Jul 11, 2018 | Dec 16, 2025 | 2,715 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT MANAGEMENT LLC | Jul 11, 2018 | Jan 22, 2016 | -901 | Channel change | Other |