DFX Intelligence

A•••••• A••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor21 years in industry

A•••••• A••••• D•••••

Advisor at D••••• I••••••••• G••••• L•••

SPRING LAKE HEIGHTS, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f536514c-c50b-1d78-ff2a-f5dfff1e54b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 26, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• I••••••••• G••••• L•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 25, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• I••••••••• G••••• L•••	State registered	May 7, 2013	n/a	yes	SPRING LAKE HEIGHTS, NJ	Current employment
V••••••••• W••••• M•••••••••	Mixed wealth	Feb 26, 2013	Mar 18, 2014	no	CRESSKILL, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••••• W••••• M•••••••••	D••••• I••••••••• G••••• L•••	Mar 18, 2014	May 7, 2013	-315	Firm change after gap	Other

Relationships

Registered with (2)

→ D••••• I••••••••• G••••• L•••Registered adviserregistration: current employment
May 7, 2013 to presentfactForm ADV
→ V••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 26, 2013 to Mar 18, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f536514c-c50b-1d78-ff2a-f5dfff1e54b4
First observed: Feb 26, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.