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Reading the graph
Advisor at COHEN CAPITAL
Palm Beach Gardens, FL | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COHEN CAPITAL | Independent wealth | Jan 27, 2026 | n/a | yes | Palm Beach Gardens, FL|CHICAGO, IL | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 14, 2018 | Jan 20, 2026 | no | Chicago, IL|Palm Beach Gardens, FL|Chicago, IL|Chicago, IL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 21, 2015 | May 8, 2018 | no | NORTHBROOK, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | COHEN CAPITAL | Jan 20, 2026 | Jan 27, 2026 | 7 | Firm change | Ibd to new firm |
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | May 8, 2018 | May 14, 2018 | 6 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:339112:IL:2026-01-20 | Jan 20, 2026 | Jan 27, 2026 | CHICAGO, IL | Firm change |