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Advisor at PNC WEALTH MANAGEMENT
VERSAILLES, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Nov 13, 2009 | n/a | yes | VERSAILLES, KY | Current employment |
| NATCITY INVESTMENTS, INC. | n/a | Jul 8, 2009 | Nov 13, 2009 | no | LOUISVILLE, KY|LEXINGTON, KY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 5, 2004 | Apr 22, 2004 | no | LEXINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATCITY INVESTMENTS, INC. | PNC WEALTH MANAGEMENT | Nov 13, 2009 | Nov 13, 2009 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | NATCITY INVESTMENTS, INC. | Apr 22, 2004 | Jul 8, 2009 | 1,903 | Firm change after gap | Other |