DFX Intelligence

B•••• W•••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

B•••• W•••••• G•••••

Advisor at C••••••••• W••••• M••••••••• I•••

LOS ANGELES, CA | St. Augustine, FL

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Search this name across graphsid dfx:ria:f553b55e-dd1f-6586-5b97-5f99cdd42c8c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 25, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 10, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M••••••••• I•••	Independent wealth	Oct 22, 2024	n/a	yes	LOS ANGELES, CA\|St. Augustine, FL	Current employment
E•••••• F•••••••• E••••••	Independent wealth	Aug 8, 2024	Nov 13, 2024	no	St. Augustine, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• F•••••••• E••••••	C••••••••• W••••• M••••••••• I•••	Nov 13, 2024	Oct 22, 2024	-22	Firm change	RIA to RIA
E•••••• C•••••• M••••••••• L••	E•••••• F•••••••• E••••••	Aug 18, 2023	Aug 8, 2024

Relationships

Registered with (3)

→ C••••••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Oct 22, 2024 to presentfactForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Aug 8, 2024 to Nov 13, 2024factForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 25, 2017 to Aug 18, 2023factForm ADV

Dated events

Occurred
Nov 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 18, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f553b55e-dd1f-6586-5b97-5f99cdd42c8c
First observed: Aug 25, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.