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G•••••• A•••••••• V••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

G•••••• A•••••••• V••••••••

Advisor at W•••• F•••• A•••••••

LOS ANGELES, CA | BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f555ee99-89a6-b84f-7389-7151a3467a1b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 1, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 25, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Feb 29, 2024	n/a	yes	BOSTON, MA\|LOS ANGELES, CA	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Oct 31, 2022	Mar 5, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	W•••• F•••• A•••••••	Mar 5, 2024	Feb 29, 2024	-5	Firm change	Ibd to wirehouse
M••••••••• F•••••••• S•••••••• L••	R•••••• J•••• • A••••••••• I•••	Oct 18, 2022

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Feb 29, 2024 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Oct 31, 2022 to Mar 5, 2024factForm ADV
→ M••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 16, 2021 to Oct 18, 2022factForm ADV

Dated events

Occurred
Mar 5, 2024
Advisor changed firm
G•••••• A•••••••• V•••••••• left R•••••• J•••• • A••••••••• I••• for W•••• F•••• A••••••• (registered 2024-02-29)
Form ADVobserved 6 days ago
Occurred
Oct 18, 2022
Advisor changed firm
G•••••• A•••••••• V•••••••• left M••••••••• F•••••••• S•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2022-10-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f555ee99-89a6-b84f-7389-7151a3467a1b
First observed: Jun 1, 2011
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.