DFX Intelligence

D•••• K••• U••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

D•••• K••• U••••••••

Advisor at S••••••••• G•••••• • U•••••••• W••••• M••••••••• L••

LA CROSSE, WI

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Search this name across graphsid dfx:ria:f55a5086-8523-ae3e-a3a6-4d6a39f0f16f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 21, 1986 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• G•••••• • U•••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 21, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 30derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• G•••••• • U•••••••• W••••• M••••••••• L••	Independent wealth	May 3, 2022	n/a	yes	LA CROSSE, WI	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 24, 1996	n/a	yes	LA CROSSE, WI	Current employment

Relationships

Registered with (2)

→ S••••••••• G•••••• • U•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 3, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 24, 1996 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f55a5086-8523-ae3e-a3a6-4d6a39f0f16f
First observed: Mar 21, 1986
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.