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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

PETER PESIC & CO. ADVISORS

PETER NIKOLA PESIC, CRD 166198

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f5629c30-4fc1-ca47-1e9d-e1298ce66c1f

Data as of Feb 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 26, 2012 to Feb 23, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-02-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 0
Individual clients: 0
High net worth clients: 0
SEC number: 801-77418
CRD: 166198
Filings on the tape: 19
First filed: Nov 26, 2012
Latest filed: Feb 23, 2026
Organised: Sole Proprietorship
Website: pesicsecurities.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PESIC, PETER, N	SOLE PROPRIETOR; PRINCIPAL; CHIEF COMPLIANCE OFFICER	E	yes	11/2012	Nov 26, 2012	Dec 6, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Johannesburg	n/a	South Africa	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 23, 2026	$0	$0	1	1	1	n/a	n/a
2024	Dec 6, 2024	n/a	n/a	1	1	1	n/a	n/a
2023	Dec 13, 2023	n/a	n/a	1	1	1	n/a	n/a
2022	Dec 6, 2022	n/a	n/a	1	1	1	n/a	n/a
2021	Dec 7, 2021	n/a	n/a	1	1	1	n/a	n/a
2020	Dec 10, 2020	n/a	n/a	1	1	1	n/a	n/a
2019	Dec 11, 2019	n/a	n/a	1	1	1	n/a	n/a
2018	Dec 17, 2018	n/a	n/a	1	1	1	n/a	n/a
2017	Nov 8, 2017	n/a	n/a	1	1	1	n/a	n/a
2016	Dec 12, 2016	$0	$0	1	1	n/a	n/a	n/a
2015	Dec 17, 2015	n/a	n/a	1	1	n/a	n/a	n/a
2014	Dec 23, 2014	n/a	n/a	1	1	n/a	n/a	n/a
2013	Dec 12, 2013	n/a	n/a	1	1	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	n/a	n/a	n/a	n/a	1	1	1	1

Relationships

Affiliated with (1)

← PESIC BANK LTDRegistered adviserother investment adviser, common control
factForm ADV

Controls (1)

← PESIC, PETER, NOwnerSOLE PROPRIETOR; PRINCIPAL; CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 26, 2012 to Dec 6, 2024factForm ADV

Dated events

Occurred
Nov 26, 2012
First Form ADV filing
Peter Pesic & Co. Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5629c30-4fc1-ca47-1e9d-e1298ce66c1f
First observed: Nov 26, 2012
Last observed: Feb 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PETER PESIC & CO. ADVISORS

PETER NIKOLA PESIC, CRD 166198

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f5629c30-4fc1-ca47-1e9d-e1298ce66c1f

Data as of Feb 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:21 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PESIC, PETER, N

SOLE PROPRIETOR; PRINCIPAL; CHIEF COMPLIANCE OFFICER

yes

11/2012

Nov 26, 2012

Dec 6, 2024

City

State

Country

Employees

Also broker-dealer

Johannesburg

n/a

South Africa

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 23, 2026

n/a

2024

Dec 6, 2024

n/a

2023

Dec 13, 2023

n/a

2022

Dec 6, 2022

n/a

2021

Dec 7, 2021

n/a

2020

Dec 10, 2020

n/a

2019

Dec 11, 2019

n/a

2018

Dec 17, 2018

n/a

2017

Nov 8, 2017

n/a

2016

Dec 12, 2016

n/a

2015

Dec 17, 2015

n/a

2014

Dec 23, 2014

n/a

2013

Dec 12, 2013

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

n/a