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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)41 years in industry

ROBERT DAVID GRIESEMER

Advisor at LPL FINANCIAL LLC

WILMINGTON, DE | CHESTER, PA

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Search this name across graphsid dfx:ria:f565a832-be56-8875-d849-6d1a27949d5a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 25, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Consultant
Exams: S63
First exam: Mar 11, 1985
First registration: Aug 25, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1175166

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2022	n/a	yes	CHESTER, PA\|WILMINGTON, DE	Current employment
OSAIC FS, INC.	Former SEC adviser	Sep 7, 2012	Dec 1, 2022	no	WILMINGTON, DE\|WILMINGTON, DE\|NORTH PALM BEACH, FL	Previous registration
FINANCIAL HOUSE, INC.	n/a	Apr 2, 2003	Dec 31, 2013	no	WILMINGTON, DE	Previous registration
INDEPENDENT ADVISERS GROUP CORP	Former SEC adviser	Aug 25, 2000	Dec 22, 2016	no	WILMINGTON, DE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FS, INC.	LPL FINANCIAL LLC	Dec 1, 2022	Nov 29, 2022	-2	Firm change	Ibd to RIA
INDEPENDENT ADVISERS GROUP CORP	FINANCIAL HOUSE, INC.	Dec 22, 2016	Apr 2, 2003	-5,013	Firm change after gap	Other
FINANCIAL HOUSE, INC.	OSAIC FS, INC.	Dec 31, 2013	Sep 7, 2012	-480	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 29, 2022 to presentfactForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Sep 7, 2012 to Dec 1, 2022factForm ADV
→ INDEPENDENT ADVISERS GROUP CORPRegistered adviserregistration: previous registration
Aug 25, 2000 to Dec 22, 2016factForm ADV
→ FINANCIAL HOUSE, INC.Registered adviserregistration: previous registration
Apr 2, 2003 to Dec 31, 2013factForm ADV

Dated events

Occurred
Dec 1, 2022
Advisor changed firm
Robert David Griesemer left Osaic Fs, Inc. for Lpl Financial Llc (registered 2022-11-29)
Form ADVobserved 6 days ago