DFX Intelligence

S••••• J••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

S••••• J••••• G••••••

Advisor at C••••• P••••••• L••

BOCA RATON, FL | NEW YORK, NY

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Search this name across graphsid dfx:ria:f5693196-0b57-d8d9-0b26-fa5167c6b874

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Jul 25, 2002 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••• J••••• G••••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 26, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Dec 2, 2022	n/a	yes	BOCA RATON, FL\|NEW YORK, NY	Current employment
R•••• T•••• W••••• M•••••••••	Former SEC adviser	Jul 25, 2002	Dec 6, 2022	no	WESTFIELD, NJ\|NEW YORK, NY\|Boca Raton, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• T•••• W••••• M•••••••••	C••••• P••••••• L••	Dec 6, 2022	Dec 2, 2022	-4	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
111304:151559:FL:2022-12-05	Dec 6, 2022	Dec 2, 2022	BOCA RATON, FL	Firm change

Relationships

Registered with (2)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Dec 2, 2022 to presentfactForm ADV
→ R•••• T•••• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 25, 2002 to Dec 6, 2022factForm ADV

Dated events

Occurred
Dec 6, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5693196-0b57-d8d9-0b26-fa5167c6b874
First observed: Jul 25, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.