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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Richard Paul McManus

Advisor at VOYA INVESTMENT MANAGEMENT CO. LLC

Peoria, AZ | NEW YORK, NY

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Search this name across graphsid dfx:ria:f56d19cb-9868-5639-a734-564755948cdc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA INVESTMENT MANAGEMENT CO. LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 18, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 17
Exams: S66|S65
First exam: Jul 18, 2005
First registration: Jul 21, 2005
Dual registered: yes, broker-dealer
Other names: RICHARD MCMANNUS
IAPD individual key: 4967391

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA INVESTMENT MANAGEMENT CO. LLC	Asset manager	Apr 13, 2026	n/a	yes	NEW YORK, NY\|Peoria, AZ	Current employment
CLEARBRIDGE INVESTMENTS, LLC	Mixed wealth	Jun 6, 2007	Aug 21, 2020	no	NEW YORK, NY	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	May 23, 2007	no	SARASOTA, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 21, 2005	Apr 2, 2007	no	PUNTA GORDA, FL\|SARASOTA, FL\|PUNTA GORDA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CLEARBRIDGE INVESTMENTS, LLC	VOYA INVESTMENT MANAGEMENT CO. LLC	Aug 21, 2020	Apr 13, 2026	2,061	Firm change after gap	Other
MORGAN STANLEY & CO. LLC	CLEARBRIDGE INVESTMENTS, LLC	May 23, 2007	Jun 6, 2007	14	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ VOYA INVESTMENT MANAGEMENT CO. LLCRegistered adviserregistration: current employment
Apr 13, 2026 to presentfactForm ADV
→ CLEARBRIDGE INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jun 6, 2007 to Aug 21, 2020factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to May 23, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 21, 2005 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.