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E•••• R•••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

E•••• R•••••• W•••

Advisor at J•••••• N• M•••••• C•• L••

Essex, CT | ESSEX, CT

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Search this name across graphsid dfx:ria:f56e345d-1876-7a5b-c524-c2404bb0849e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 20, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••••• N• M•••••• C•• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J•••••• N• M•••••• C•• L••	Independent wealth	Sep 24, 2025	n/a	yes	Essex, CT\|ESSEX, CT	Current employment
C••••••••• W••••• M••••••••• L••	Independent wealth	May 17, 2018	May 27, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• M••••••••• L••	J•••••• N• M•••••• C•• L••	May 27, 2025	Sep 24, 2025	120	Firm change	RIA to RIA
A•••• S••••••••• I•••	C••••••••• W••••• M••••••••• L••	Mar 22, 2018

Relationships

Registered with (3)

→ J•••••• N• M•••••• C•• L••Registered adviserregistration: current employment
Sep 24, 2025 to presentfactForm ADV
→ C••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 17, 2018 to May 27, 2025factForm ADV
→ A•••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 20, 2016 to Mar 22, 2018factForm ADV

Dated events

Occurred
May 27, 2025
Advisor changed firm
E•••• R•••••• W••• left C••••••••• W••••• M••••••••• L•• for J•••••• N• M•••••• C•• L•• (registered 2025-09-24)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f56e345d-1876-7a5b-c524-c2404bb0849e
First observed: Jan 20, 2016
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.