DFX Intelligence
Reading the graph
Reading the graph
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Advisor at J••••• C•••••• M••••••••• L••
PITTSTON, PA | Berwyn, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••••• C•••••• M••••••••• L•• | Independent wealth | Sep 23, 2022 | n/a | yes | PITTSTON, PA|Berwyn, PA | Current employment |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | Sep 21, 2022 | no | NEWTOWN SQUARE, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | J••••• C•••••• M••••••••• L•• | Sep 21, 2022 | Sep 23, 2022 | 2 | Firm change | Ibd to RIA |
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:147663:PA:2022-09-21 | Sep 21, 2022 | Sep 23, 2022 | NEWTOWN SQUARE, PA | Firm change |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Nov 5, 2012 | Mar 25, 2017 | no | PLYMOUTH MEETING, PA|NEWTOWN SQUARE, PA | Previous registration |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Jun 25, 2008 | Oct 10, 2012 | no | RYDAL, PA|MINNETONKA, MN|KING OF PRUSSIA, PA|RYDAL, PA | Previous registration |
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Mar 7, 2005 | Jun 25, 2008 | no | RYDAL, PA|RYDAL, PA|ELKINS PARK, PA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| C••••• A•••••• N••••••• L•• | M•• F•••••••• S•••••••• I••• | Oct 10, 2012 | Nov 5, 2012 | 26 | Firm change | Other |
| P•••••••• S••••••••• I••• | C••••• A•••••• N••••••• L•• | Jun 25, 2008 | Jun 25, 2008 | 0 | Firm change | Other |