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Advisor at EMPOWER ADVISORY GROUP, LLC
GREENWOOD VILLAGE, CO | Arroyo Grande, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Apr 3, 2023 | n/a | yes | GREENWOOD VILLAGE, CO|Arroyo Grande, CA | Current employment |
| PERSONAL CAPITAL ADVISORS CORPORATION | Former SEC adviser | Jul 29, 2019 | Apr 3, 2023 | no | DENVER, CO|DENVER, CO | Previous registration |
| EDWARD JONES | National bd RIA | Jun 15, 2018 | Nov 12, 2018 | no | Denver, CO|ST LOUIS, MO|DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PERSONAL CAPITAL ADVISORS CORPORATION | EMPOWER ADVISORY GROUP, LLC | Apr 3, 2023 | Apr 3, 2023 | 0 | Bulk transfer | RIA to ibd |
| EDWARD JONES | PERSONAL CAPITAL ADVISORS CORPORATION | Nov 12, 2018 | Jul 29, 2019 | 259 | Firm change | Ibd to RIA |