C••••••••• F•••

Advisor at B••••••• W••••• M•••••••••

COSTA MESA, CA | Garden Grove, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f582de15-435c-d448-5db6-a91a76c7fc6f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 26, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• W••••• M•••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• W••••• M•••••••••	Former SEC adviser	Mar 12, 2026	n/a	yes	Garden Grove, CA\|COSTA MESA, CA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Nov 13, 2025	Feb 17, 2026	no	GAHANNA, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	B••••••• W••••• M•••••••••	Feb 17, 2026	Mar 12, 2026	23	Firm change	Ibd to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	O•••• W•••••• I•••	Nov 20, 2025	Nov 13, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:23131:CA:2025-11-20	Nov 20, 2025	Nov 13, 2025	LADERA RANCH, CA	Firm change

Relationships

Registered with (3)

→ B••••••• W••••• M•••••••••Registered adviserregistration: current employment
Mar 12, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 13, 2025 to Feb 17, 2026factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 26, 2024 to Nov 20, 2025factForm ADV

Dated events

Occurred
Feb 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f582de15-435c-d448-5db6-a91a76c7fc6f
First observed: Mar 26, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.