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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

RTC PARTNERS

ROUND TABLE CAPITAL MANAGEMENT, L.P., CRD 307065

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f584fb0f-d5d9-51ef-82ae-9df83a04214b

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 3
Observed: Jul 29, 2021 to Mar 30, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

RTC Partners

Venture manager · shared crd

Independent Sponsorsidentity

RTC Partners

Capital provider to sponsors · shared crd

Private Equityidentity

RTC Partners

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $362MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $362M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
Individual clients: 0
High net worth clients: 0
Private funds: 4Schedule D 7.B(1)
Relying advisers: 2
SEC number: 801-122194
CRD: 307065
Filings on the tape: 10
First filed: Jul 29, 2021
Latest filed: Mar 30, 2026
Organised: Limited Partnership, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
RTC PARTNERS FUND III, L.P.	Private Equity Fund	$138M	Jun 28, 2024	8	Mar 29, 2021	reported	021-32350076
LUMINA VISION HOLDINGS, LLC	Private Equity Fund	$41.8M	Jun 28, 2024	8	Mar 29, 2021	reported	n/a
RTC SC FUND, L.P.	Private Equity Fund	$32.7M	Jun 28, 2024	7	Apr 4, 2023	reported	n/a
RTC PARTNERS AEC FUND, LLC	Private Equity Fund	$456,325	Jun 28, 2024	15	Jun 30, 2020	reported	n/a
RTC PARTNERS FUND I, LP	Private Equity Fund	$58,340	Mar 31, 2022	10	Jun 30, 2020	dropped	021-32350076

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Brindisi, Anthony	MANAGING PARTNER	C	yes	12/2018	Jul 29, 2021	Jun 28, 2024
CHANG, ASHLEY	LIMITED PARTNER	C	yes	12/2018	Jul 29, 2021	Jun 28, 2024
LEE, CHRISTOPHER, JAMES	MANAGING PARTNER & CHIEF COMPLIANCE OFFICER	C	yes	12/2018	Jul 29, 2021	Jun 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RTC MANAGEMENT II, L.P.	n/a	n/a	n/a	N	yes	n/a
RTC PARTNERS GP II, LLC	n/a	n/a	n/a	N	yes	n/a
RTC PARTNERS GP III, L.P.	n/a	n/a	n/a	N	yes	n/a
RTC PARTNERS GP V, LLC	n/a	n/a	n/a	N	yes	n/a
RTC SC GP, LP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 30, 2026	$362M	$362M	3	3	4	n/a
2024	Mar 31, 2025	$232M	$232M	4	4	5	n/a
2023	Mar 29, 2024	$209M	$209M	4	4	4	$209M
2022	Apr 4, 2023	$666M	$666M	5	5	4	$149M
2021	Mar 31, 2022	$305M	$305M	5	5	4	$305M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$362M	$232M	56.2%	$666M	-18.3%	3	4	0	0

Relationships

Advises (5)

→ RTC PARTNERS AEC FUND, LLCPrivate fundPrivate Equity Fund, IA
Jun 30, 2020 to presentfactForm ADV
→ RTC PARTNERS FUND III, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2021 to presentfactForm ADV
→ RTC SC FUND, L.P.Private fundPrivate Equity Fund, IA
Apr 4, 2023 to presentfactForm ADV
→ LUMINA VISION HOLDINGS, LLCPrivate fundPrivate Equity Fund, IA
Mar 29, 2021 to presentfactForm ADV
→ RTC PARTNERS FUND I, LPPrivate fundPrivate Equity Fund, IA, no longer reported
Jun 30, 2020 to Mar 31, 2022factForm ADV

Controls (3)

← CHANG, ASHLEYOwnerLIMITED PARTNER, ownership code C, individual
Jul 29, 2021 to Jun 28, 2024factForm ADV
← LEE, CHRISTOPHER, JAMESOwnerMANAGING PARTNER & CHIEF COMPLIANCE OFFICER, ownership code C, individual
Jul 29, 2021 to Jun 28, 2024factForm ADV
← Brindisi, AnthonyOwnerMANAGING PARTNER, ownership code C, individual
Jul 29, 2021 to Jun 28, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Rtc Partners reported RAUM $362.4M, up 56% from $231.9M (2025-10-22 to 2026-03-30)
Form ADVobserved 4 days ago
$130M
Occurred
Mar 29, 2024
Regulatory AUM changed
Rtc Partners reported RAUM $209.0M, down 69% from $665.6M (2023-04-04 to 2024-03-29)
Form ADVobserved 4 days ago
$-457M
Occurred
Apr 4, 2023
Regulatory AUM changed
Rtc Partners reported RAUM $665.6M, up 118% from $305.0M (2022-03-31 to 2023-04-04)
Form ADVobserved 4 days ago
$361M
Occurred
Mar 31, 2022
Regulatory AUM changed
Rtc Partners reported RAUM $305.0M, up 60% from $190.7M (2021-08-25 to 2022-03-31)
Form ADVobserved 4 days ago
$114M
Occurred
Jul 29, 2021
First Form ADV filing
Rtc Partners filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f584fb0f-d5d9-51ef-82ae-9df83a04214b
First observed: Jul 29, 2021
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RTC PARTNERS

ROUND TABLE CAPITAL MANAGEMENT, L.P., CRD 307065

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f584fb0f-d5d9-51ef-82ae-9df83a04214b

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

RTC PARTNERS FUND III, L.P.

Private Equity Fund

$138M

Jun 28, 2024

Mar 29, 2021

reported

021-32350076

LUMINA VISION HOLDINGS, LLC

Private Equity Fund

$41.8M

Jun 28, 2024

Mar 29, 2021

reported

n/a

RTC SC FUND, L.P.

Private Equity Fund

$32.7M

Jun 28, 2024

Apr 4, 2023

reported

n/a

RTC PARTNERS AEC FUND, LLC

Private Equity Fund

$456,325

Jun 28, 2024

Jun 30, 2020

reported

n/a

RTC PARTNERS FUND I, LP

Private Equity Fund

$58,340

Mar 31, 2022

Jun 30, 2020

dropped

021-32350076

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Brindisi, Anthony

MANAGING PARTNER

yes

12/2018

Jul 29, 2021

Jun 28, 2024

CHANG, ASHLEY

LIMITED PARTNER

yes

12/2018

Jul 29, 2021

Jun 28, 2024

LEE, CHRISTOPHER, JAMES

MANAGING PARTNER & CHIEF COMPLIANCE OFFICER

yes

12/2018

Jul 29, 2021

Jun 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RTC MANAGEMENT II, L.P.

n/a

yes

n/a

RTC PARTNERS GP II, LLC

n/a

yes

n/a

RTC PARTNERS GP III, L.P.

n/a

yes

n/a

RTC PARTNERS GP V, LLC

n/a

yes

n/a

RTC SC GP, LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$362M

n/a

2024

Mar 31, 2025

$232M

n/a

2023

Mar 29, 2024

$209M

2022

Apr 4, 2023

$666M

$149M

2021

Mar 31, 2022

$305M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$362M

$232M

56.2%

$666M

-18.3%