DFX Intelligence

K•••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

K•••••• T•••••••

Advisor at A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I•••

Lenexa, KS | KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f59ac4b8-aa20-a865-94c6-ed7aa63609d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 2, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I•••	Bd affiliated wealth	Oct 23, 2024	n/a	yes	KANSAS CITY, MO\|Lenexa, KS	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 15, 2021	Oct 17, 2024	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I•••	Oct 17, 2024	Oct 23, 2024	6	Firm change	Ibd to ibd
W•••••• • R•••	L•• F•••••••• L••	Aug 23, 2021	Nov 15, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
866:6413:KS:2021-08-23	Aug 23, 2021	Nov 15, 2021	OVERLAND PARK, KS	Firm change

Relationships

Registered with (4)

→ A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I•••Registered adviserregistration: current employment
Oct 23, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 15, 2021 to Oct 17, 2024factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Dec 7, 2016 to Aug 23, 2021factForm ADV
→ C••••••• B•••••••• S•••••••• I••

Dated events

Occurred
Oct 17, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f59ac4b8-aa20-a865-94c6-ed7aa63609d0
First observed: Jun 2, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.