DFX Intelligence

C••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

C••• C••••••

C••• C•••••• ADVISORS, LP, CRD 140121

NEW YORK, NY

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Search this name across graphsid dfx:ria:f59f47b8-c614-75db-bd06-7ab4287603c9

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 45
Dated events: 14
On other graphs: 3
Observed: Mar 29, 2012 to Mar 30, 2026
35 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••• C••••••

Private equity manager · cited, shared crd

Independent Sponsorsidentity

C••• C••••••

Capital provider to sponsors · cited, shared crd

Allocatorsidentity

C••• C••••••

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $2.2B••• Locked
Discretionary RAUM: $2.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $2.2Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• P••• J•••••	n/a	THE WOODLANDS, TX	11	13	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••• C•••••• I•••••••• I•• C•• L•••	Private Equity Fund	$1.5B	Mar 29, 2024	66	Mar 30, 2022	reported	021-423013
C••• C•••••• I•••••••• I•• •••••• L•••	Private Equity Fund	$765M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• E••••• N••	CHIEF COMPLIANCE OFFICER	Na	yes	09/2020	Sep 25, 2020	Mar 29, 2024
B••••••••• G••••••• D•••	LP	F	yes	03/2016	Mar 29, 2012	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••• G••••• A•••••••• L•	n/a	Asset manager	$819M	N	yes	n/a
C••• C•••••• A••••••••• I•• C•• L•••	n/a	n/a	n/a	N	yes	n/a
C••• C•••••• A••••••••• I••• L•••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
THE WOODLANDS	TX	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.2B	$2.1B	4.7%	$2.7B	-6.5%	13	13	1	1

Relationships

Affiliated with (2)

→ C••• G•••••• L•Registered adviserother investment adviser, bank, common control
factForm ADV
← C••• G•••••• L•Registered adviserother investment adviser, bank, common control
factForm ADV

Advises (28)

→ C••• C•••••• I•••••••• I•• C•• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ C••• C•••••• I•••••••• I••• L•••

Dated events

Occurred
Mar 29, 2024
Regulatory AUM changed
C••• C•••••• reported RAUM $2.0B, down 25% from $2.7B (2023-03-30 to 2024-03-29)
Form ADVobserved 7 days ago
$-693M
Occurred
Mar 30, 2023
Regulatory AUM changed
C••• C•••••• reported RAUM $2.7B, down 45% from $4.9B (2022-11-18 to 2023-03-30)
Form ADVobserved 7 days ago
$-2.2B
Occurred
Mar 30, 2022
Control person joined
Mark Mcfadden (Managing Partner) appeared on Schedule A of C••• C••••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f59f47b8-c614-75db-bd06-7ab4287603c9
First observed: Mar 29, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.