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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Robert Earl Singletary

Advisor at NUVEEN ASSET MANAGEMENT, LLC

CHICAGO, IL

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Search this name across graphsid dfx:ria:f5a47411-a15e-9c3c-9244-76289514dd10

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 9, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NUVEEN ASSET MANAGEMENT, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Nov 16, 1999
First registration: Jun 9, 2008
Dual registered: yes, broker-dealer
Other names: ROBERT EARL SINGLETARY|Robert Singletary
IAPD individual key: 4039698

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NUVEEN ASSET MANAGEMENT, LLC	Mixed wealth	Nov 9, 2021	n/a	yes	CHICAGO, IL	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 29, 2014	Nov 9, 2021	no	CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 23, 2009	Mar 11, 2013	no	CHARLOTTE, NC\|WEEHAWKEN, NJ	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jul 28, 2008	Mar 18, 2009	no	CHARLOTTE, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 9, 2008	Jul 22, 2008	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	NUVEEN ASSET MANAGEMENT, LLC	Nov 9, 2021	Nov 9, 2021	0	Firm change	Other
UBS FINANCIAL SERVICES INC.	ADVICE AND PLANNING SERVICES	Mar 11, 2013	Oct 29, 2014	597	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	UBS FINANCIAL SERVICES INC.	Mar 18, 2009	Dec 23, 2009	280	Firm change	Other
WELLS FARGO ADVISORS	BANC OF AMERICA INVESTMENT SERVICES, INC.	Jul 22, 2008	Jul 28, 2008	6	Firm change	Other

Relationships

Registered with (5)

→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Nov 9, 2021 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 29, 2014 to Nov 9, 2021factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 23, 2009 to Mar 11, 2013factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jul 28, 2008 to Mar 18, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 9, 2008 to Jul 22, 2008factForm ADV

Dated events

No dated event names this entity yet.