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Reading the graph
Advisor at MORGAN STANLEY
Hinsdale, IL | Oak Brook, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Oak Brook, IL|Hinsdale, IL | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Dec 2, 2008 | Jun 1, 2009 | no | OAK BROOK, IL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Mar 4, 2005 | Nov 6, 2008 | no | OAKBROOK TERRACE, IL|OAKBROOK TERRACE, IL | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Feb 12, 1999 | Mar 7, 2005 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY & CO. LLC | Nov 6, 2008 | Dec 2, 2008 | 26 | Firm change | Other |
| BANC ONE SECURITIES CORPORATION | CITIGROUP GLOBAL MARKETS INC. | Mar 7, 2005 | Mar 4, 2005 | -3 | Firm change | Other |