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Advisor at ALLIANCEBERNSTEIN L.P.
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | Other adviser | Oct 21, 2016 | n/a | yes | SEATTLE, WA | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Nov 29, 2012 | Oct 14, 2016 | no | SEATTLE, WA | Previous registration |
| M HOLDINGS SECURITIES, INC. | Bd affiliated wealth | Feb 5, 2007 | Nov 19, 2012 | no | PORTLAND, OR|SEATTLE, WA|SEATTLE, WA|PORTLAND, OR|SEATTLE, WA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | ALLIANCEBERNSTEIN L.P. | Oct 14, 2016 | Oct 21, 2016 | 7 | Firm change | Other |
| M HOLDINGS SECURITIES, INC. | MML INVESTORS SERVICES, LLC | Nov 19, 2012 | Nov 29, 2012 | 10 | Firm change | Other |