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Advisor at ASSET ALLOCATION STRATEGIES, LLC
AUGUSTA, GA | FARMINGTON, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASSET ALLOCATION STRATEGIES, LLC | Independent wealth | Aug 11, 2020 | n/a | yes | FARMINGTON, MI|AUGUSTA, GA | Current employment |
| ESI FINANCIAL ADVISORS | Independent wealth | Jan 2, 2019 | Apr 29, 2020 | no | AUGUSTA, GA|AUGUSTA, GA|MONTPELIER, VT | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Aug 6, 2014 | Dec 31, 2016 | no | Alpharetta, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ESI FINANCIAL ADVISORS | ASSET ALLOCATION STRATEGIES, LLC | Apr 29, 2020 | Aug 11, 2020 | 104 | Firm change | Ibd to RIA |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | ESI FINANCIAL ADVISORS | Dec 31, 2016 | Jan 2, 2019 | 732 | Firm change after gap | Other |