DFX Intelligence

K•••••• D••••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

K•••••• D••••••• C•••••••

Advisor at S•••• I••••• S••••••••• L••

FORT LAUDERDALE, FL | Richmond, VA

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Search this name across graphsid dfx:ria:f5c0d7b9-42ef-445f-98dc-7f6c9ee6c22c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 11, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• I••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 27, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• I••••• S••••••••• L••	Independent wealth	Nov 1, 2023	n/a	yes	FORT LAUDERDALE, FL\|Richmond, VA	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	May 9, 2023	Nov 1, 2023	no	Lehi, UT\|Henrico, VA\|Richmond, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	S•••• I••••• S••••••••• L••	Nov 1, 2023	Nov 1, 2023	0	Firm change	Ibd to RIA
J•••• R•••• A•••• M••••••••• L••	M•• I•••••••• S•••••••• L••	May 2, 2023	May 9, 2023

Relationships

Registered with (4)

→ S•••• I••••• S••••••••• L••Registered adviserregistration: current employment
Nov 1, 2023 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 9, 2023 to Nov 1, 2023factForm ADV
→ J•••• R•••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Nov 25, 2019 to May 2, 2023factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Nov 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5c0d7b9-42ef-445f-98dc-7f6c9ee6c22c
First observed: Feb 11, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.