DFX Intelligence

A••• M•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A••• M•••• P•••••

Advisor at A••••• A•• P••••••• S•••••••

••• Locked

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Search this name across graphsid dfx:ria:f5c7b998-d044-8641-647d-23bce1b4065d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 18, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Apr 11, 2024	n/a	yes	ANDOVER, MA\|PORTLAND, ME\|Portland, ME	Current employment
R••••••• S•••• W••••• A•••••••• L••	Independent wealth	Jul 27, 2022	Mar 19, 2024	no	SOUTH PORTLAND, ME

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••• S•••• W••••• A•••••••• L••	A••••• A•• P••••••• S•••••••	Mar 19, 2024	Apr 11, 2024	23	Firm change	RIA to ibd
R•• C•••••• M••••••• L••	R••••••• S•••• W••••• A•••••••• L••	Jun 14, 2022	Jul 27, 2022

Relationships

Registered with (3)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Apr 11, 2024 to presentfactForm ADV
→ R••••••• S•••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 27, 2022 to Mar 19, 2024factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jun 18, 2018 to Jun 14, 2022factForm ADV

Dated events

Occurred
Mar 19, 2024
Advisor changed firm
A••• M•••• P••••• left R••••••• S•••• W••••• A•••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2024-04-11)
Form ADVobserved 7 days ago
Occurred
Jun 14, 2022
Advisor changed firm
A••• M•••• P••••• left R•• C•••••• M••••••• L•• for R••••••• S•••• W••••• A•••••••• L•• (registered 2022-07-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5c7b998-d044-8641-647d-23bce1b4065d
First observed: Jun 18, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.